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Forex associated person


forex associated person

basic information as name of the Forex CPO or CTA, addresses, phone numbers, etc. Forex or FX or retail off-exchange foreign currency transactions all refer to the same thing trading foreign currencies for gain, usually in the spot market. Performance Reporting, basically the performance reporting aspect of the disclosure documents requires the manager to provide very detailed summaries of the performance of the offered program (either managed account or fund the managers other trading programs, and potentially the performance of key employees.

The Forex CPO or CTA will need to receive signed acknowledgement by the investor that they have received the disclosure document. There are many reasons why managers have decided to trade the forex markets including the following: (1) the forex markets are the most liquid markets in the world; (2) the forex markets trade twenty four hours a day, six days of the week; (3) managers. In addition to these costs the manager must be aware about other fees like entity formation fees and blue sky filing fees. NFA in order to conduct business with the public. Generally all supplemental information must be presented after the main disclosure required by the cftc this can be accomplished through a separate supplemental information document called the Statement of Additional Information, or at the end of the forex disclosure document. In addition, only one application fee is required if the individual is filing an application as both an Associated Person and Principal). Cftc in any capacity or is listed as a principal of a current. All aspects of the proposed trading program must be disclosed and discussed. This will include both management fees and performance fees (if applicable) as well as the methods for calculating the fees. Proficiency Requirements, a non refundable Principal Application Fee.00.


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